BA6006-MERCHANT BANKING AND FINANCIAL SERVICES |
MERCHANT BANKING |
Introduction – An Overview of Indian Financial System – Merchant Banking in India – Recent
Developments and Challenges ahead – Institutional Structure – Functions of Merchant Bank – Legal
and Regulatory Framework – Relevant Provisions of Companies Act – SERA – SEBI guidelines –
FEMA, etc. – Relation with Stock Exchanges and OTCEI. |
ISSUE MANAGEMENT |
Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and Instruments –
Issue Pricing – Book Building – Preparation of Prospectus Selection of Bankers, Advertising
Consultants, etc. – Role of Registrars – Bankers to the Issue, Underwriters, and Brokers – Offer for
Sale – Green Shoe Option – E-IPO, Private Placement – Bought out Deals – Placement with FIs,
MFs, FIIs, etc. Off – Share Issues – Issue Marketing – Advertising Strategies – NRI Marketing –
Post Issue Activities. |
OTHER FEE BASED SERVICES |
Mergers and Acquisitions – Portfolio Management Services – Credit Syndication – Credit Rating –
Mutual Funds – Business Valuation.
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FUND BASED FINANCIAL SERVICES |
Leasing and Hire Purchasing – Basics of Leasing and Hire Purchasing – Financial Evaluation.
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OTHER FINANCIAL SERVICES |
Consumer Credit – Credit Cards – Real Estate Financing – Bills Discounting – Factoring and
Forfaiting – Venture Capital – Offshore Funding. |
Text Books |
1. M.Y.Khan, Financial Services, 4th Edition, Tata McGraw Hill, 2008.
2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2008 |
Reference Books |
1. S Gurusamy, Financial Services, Tata McGraw Hill, 2008.
2. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition, 2002.
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons, New Delhi.
2000.
4. Sasidharan, Financial Services and System, Tata McGraw Hill, New Delhi, 1st Edition,
2008. |
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