MBA1030 - Merchant Banking and Financial Services |
UNIT – I |
Merchant Banking in India – An overview – Recent developments and challenges ahead – Institutional
Structure – Functions of Merchant Banking. |
UNIT – II |
Legal & Regulatory Framework and relevant Provisions of Companies Act, SERA, SEBI guidelines,
FERA, etc., - Relation with stock exchanges, OTCEI and NSE. |
UNIT – III |
Issue Management – Appraisal of projects, Designing capital structure and instruments – Issue pricing –
Preparation of prospectus – Offer for sale – Selection of Bankers, Advertising consultants, etc., - Role of
Registrars – underwriting arrangements, Placement with Fis, MFs, FIISs, etc. Issue Marketing –
Advertising strategies – Brokers and Investors, NRI Marketing Dealing with Bankers to the issue,
underwriters, Registrars, brokers, etc., - Post issue activities – Private placement – Bought out deals –
Off-shore issues – GDRS, etc. |
UNIT – IV |
Mergers and Acquisitions, Portfolio Management Services, Leasing and Hire purchase, Bills discounting,
Credit syndication. |
UNIT – V |
Financial Services – Recent developments in Factoring & Forfeiting, Consumer finance – Credit cards –
Venture Capital, Mutual Funds, Real Estate Financing, Credit Rating. |
References |
1) J.C. VERMA, A. Manual of Merchant Banking, Bharathi Publishing House, New Delhi,
1994.
2) K. SEKHAR, Guide to SEBI Guidelines – Capital Issues, Debentures and Listing, Bharat
Publishing House, Nee Delhi, 1994.
3) K. SRIRAM, Handbook of Leasing, Hire Purchase and Factoring, ICFAI, Hyderabad,
1992.
4) VINOD KOTHARI, Lease Financing and Hire Purchase including Consumer Credit –
Wadheva and Co., Pvt., Ltd., Nagpur.
5) J.V. VERMA, A Guide to Mutual Fund and Investment Portfolio law, Practice Procedure
– Bharat Law House, New Delhi, 1992.
6) Economic Times, Financial Express, Business Line, Relevant Publications of AMFI and
SEBI Guidelines. |
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