BA9258-Merchant Banking and Financial Services |
UNIT I MERCHANT BANKING |
Introduction An Over view of Indian Financial System Merchant Banking in India Recent
Developments and Challenges ahead Institutional Structure Functions of Merchant Bank -
Legal and Regulatory Framework Relevant Provisions of Companies Act- SERA- SEBI
guidelines- FEMA, etc. - Relation with Stock Exchanges and OTCEI. |
UNIT II ISSUE MANAGEMENT |
Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and Instruments
Issue Pricing Book Building Preparation of Prospectus Selection of Bankers, Advertising
Consultants, etc. - Role of Registrars Bankers to the Issue, Underwriters, and Brokers. Offer
for Sale Green Shoe Option E-IPO, Private Placement Bought out Deals Placement with
FIs, MFs, FIIs, etc. Off - Shore Issues. Issue Marketing Advertising Strategies NRI
Marketing Post Issue Activities. |
UNIT III OTHER FEE BASED SERVICES |
Mergers and Acquisitions Portfolio Management Services Credit Syndication Credit Rating
Mutual Funds - Business Valuation. |
UNIT IV FUND BASED FINANCIAL SERVICES |
Leasing and Hire Purchasing Basics of Leasing and Hire purchasing Financial Evaluation |
UNIT V OTHER FUND BASED FINANCIAL SERVICES |
Consumer Credit Credit Cards Real Estate Financing Bills Discounting actoring and
Forfaiting Venture Capital. |
Text Books |
1. M.Y.Khan, Financial Services, Tata McGraw-Hill, 11th Edition, 2008
2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2008. |
Reference Books |
1. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition, 2002.
2. J.C.Verma, A Manual of Merchant Banking, Bharath Publishing House, New Delhi,
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons, New
Delhi.
4. Sasidharan, Financial Services and System, Tata Mcgraw Hill, New Delhi, 1st Edition,
2008.
5. Website of SEBI |
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